Main laws

New Zealand Act

Ozone Layer Protection Act 1996

The Ozone Layer Protection Act 1996 is New Zealand’s framework law for controlling ozone depleting substances and certain goods linked to them.

In forceNew ZealandPlain-English guide8 practical checks

Plain-English explainers, not legal advice. Use the linked official source for section-level detail, and get advice for your situation.

Get legal help

Start here

Quick read

  • The Ozone Layer Protection Act 1996 matters most for businesses that import, export, manufacture, sell, use or physically handle ozone depleting substances, or goods connected...
  • The Act sets the legal framework, but many day-to-day rules are created by regulations made under it.

Likely relevant if

  • Importers of refrigerants, chemicals or equipment that may contain ozone depleting substances
  • HVAC and refrigeration installers, repairers and maintenance businesses
  • Fire protection businesses servicing extinguishers or systems that may contain controlled substances

Check first

  • Do not import substances or goods if regulations made under the Act prohibit their importation.
  • Do not export, manufacture, sell or use substances or goods where those activities are prohibited by regulations under the Act.
  • Apply for any exemption or permit using the approved form where a lawful pathway depends on approval.

Answer first

The Ozone Layer Protection Act 1996 is New Zealand’s main framework law for controlling ozone depleting substances and certain goods connected with them.

Its purpose is to help protect human health and the environment, phase out ozone depleting substances as soon as possible except for essential uses, and give effect to New Zealand’s obligations under the Vienna Convention and the Montreal Protocol.

For business owners, the practical message is straightforward. If you import, export, manufacture, sell, use or handle refrigerants or other regulated substances, or equipment and goods linked to them, you need to check what the current regulations require before you act.

The Act itself tells you the main risk areas:

Practical sense check

  • some substances or goods may be prohibited from import, export, manufacture, sale or use
  • some activities may only be allowed under a permit or exemption
  • some handling work may require accreditation if regulations say so
  • releasing a controlled substance into the atmosphere during certain servicing work can be an offence
  • false or misleading statements in permit or exemption processes can create separate liability

For many small businesses, this is less about environmental policy in the abstract and more about ordinary operational decisions: what stock you buy, what equipment you service, how your team handles substances, and what records you keep.

Who is in and who is usually out

The Act applies broadly. It covers ozone depleting substances themselves, but it also extends to goods that contain those substances, goods designed to use them, and goods manufactured, processed or grown using them.

That means the law can affect more than chemical suppliers. It can also reach equipment importers, service technicians, manufacturers, wholesalers, distributors and some retailers.

In practice, a business should not ask only whether it sells a chemical drum or gas cylinder. It should also ask whether it deals with equipment, components or finished goods linked to an ozone depleting substance in any of the ways the Act describes.

Whether your business is directly affected depends on two things:

Key points

  • what substance or goods you deal with
  • what the regulations say about that substance, product category or activity

A business with no involvement in regulated substances or affected goods may sit outside the main operational parts of the regime. But if your work includes refrigeration, air-conditioning, fire suppression equipment, specialist industrial chemicals or imported equipment using regulated substances, you should assume the Act may be relevant and verify your position.

Key points

  • Usually in scope: importers and exporters of regulated substances or affected goods
  • Usually in scope: businesses installing, servicing, modifying or dismantling relevant equipment
  • Usually in scope: manufacturers or sellers of regulated substances or goods
  • Potentially in scope: businesses using controlled substances in operations or specialised processes
  • Often lower risk but still worth checking: retailers and distributors relying on upstream suppliers
  • Usually out unless products are affected: businesses with no involvement in regulated substances or related goods

Everyday trigger points for small businesses

Most compliance problems start with ordinary business decisions rather than deliberate wrongdoing.

Common trigger points include importing equipment from overseas, buying refrigerants from a new supplier, taking on servicing work for older systems, dismantling equipment at end of life, or selling stock without checking whether the product category is restricted.

The Act makes it unlawful to import, export, manufacture, sell or use substances or goods where regulations prohibit that activity. It also allows permit-based and exemption-based pathways in some cases.

So the right question is not just “what is this product?” It is also:

In practice

  • what activity are we carrying out with it
  • do regulations prohibit that activity
  • is a permit available
  • is an exemption available
  • are there conditions that must be met before we proceed

This matters because the same item can create different risks at different stages. Importing stock, selling stock, using stock in production, servicing equipment containing a substance, and disposing of equipment are all separate operational moments that may need separate checks.

Practical sense check

  • Before importing: confirm whether the substance or goods are prohibited or permit-controlled
  • Before selling: confirm the goods are not in a prohibited category and any conditions are met
  • Before servicing: identify whether the equipment contains or uses an ozone depleting substance
  • Before disposal or dismantling: plan how to avoid release into the atmosphere
  • Before relying on an exception: confirm whether an exemption is available and what conditions apply
  • Before onboarding staff or contractors: check whether accreditation is required under regulations

Core obligations and offence risks

The Act’s core obligations are built around prohibited activities and compliance with any permit, exemption or regulatory conditions.

A business can commit an offence by importing or exporting substances or goods in contravention of the Act. It can also commit an offence by manufacturing or using substances, or manufacturing goods, in contravention of the Act. Selling goods in contravention of the Act can also be an offence where the sale is knowing, reckless or negligent.

There are separate risks if your business:

Risk points

  • fails to comply with a term or condition of an import permit or exemption
  • makes a false or misleading statement or document for permit or exemption purposes
  • uses false or misleading material to facilitate unlawful import or export
  • releases a controlled substance into the atmosphere during certain installation, operation, servicing, modification or dismantling work

The release offence is especially important for refrigeration, air-conditioning, heat-transfer and fire extinguisher work. The Act says a person commits an offence if they knowingly or without lawful justification or excuse release a controlled substance into the atmosphere while carrying out those kinds of activities.

The Act also includes a limited defence. A release may be justified or excused where it happened during the connection or disconnection of equipment used to transfer controlled substances from one container to another, and the release could not reasonably have been avoided.

The practical lesson is that compliance is not only about whether you are allowed to trade in a product. It is also about how your team physically handles it on the job.

Permits, exemptions, codes and accreditation

The Environmental Protection Authority has an important operational role under the Act.

It may grant exemptions, but only in accordance with regulations. It may also issue permits where regulations allow importation or exportation under permit. Applications for exemptions and permits must be made in an approved form, and regulations may set the process and requirements.

When considering an exemption, the Authority must have regard to matters including:

Key points

  • protection of human health and the environment
  • the need to phase out ozone depleting substances except for essential uses
  • New Zealand’s obligations under the Convention and the Protocol
  • available technology and possible alternatives
  • whether the applicant has complied with any applicable code of practice
  • whether the applicant has committed an offence under the Act

The Act also allows codes of practice to be required for certain industries. A notice can require a code of practice to be submitted for approval, and that code must incorporate appropriate training programmes for people in the business.

On top of that, regulations may require accreditation for people whose business includes installing, servicing, modifying or dismantling relevant equipment, or directly handling ozone depleting substances where there is a possible risk of release. The purpose of accreditation is to ensure people know their obligations and have enough knowledge to comply with them.

For a small business, this means compliance can involve both paperwork and capability. You may need the right approval pathway, but you may also need the right training systems and the right people doing the work.

Business records, inspections and enforcement

Good records matter because the Act gives officers inspection powers where they reasonably believe an offence has been or is being committed.

An officer may require production of substances or goods, and books, documents or other records, relating to the suspected offence. Officers may inspect those records, copy them, inspect substances or goods, and take samples where they reasonably believe the items may be evidence of an offence.

The Act also says an officer exercising inspection powers must produce evidence of appointment and identity at the time and later on request.

From a business point of view, this means records should be organised in a way that lets you quickly show what the product is, where it came from, what approval pathway applies, and what happened to it during storage, transfer, servicing or disposal.

Documents to keep in order

  • Keep purchase, import, export and supplier records for regulated substances and affected goods
  • Keep copies of permits, exemptions and all conditions
  • Keep servicing, transfer, storage and disposal records where substances are handled
  • Train staff on how to respond if an officer requests inspection of goods or records
  • Do not refuse or fail to comply with a lawful inspection requirement
  • Review stock descriptions and invoices so they accurately identify the substance or goods involved

The Act preserves the privilege against self-incrimination, but that does not remove the need to handle inspections carefully and consistently.

The Environmental Protection Authority must also keep an Ozone Layer Protection Register. The register records permit details, exemption details and other prescribed information needed for New Zealand’s international obligations, and Customs must be allowed access to it.

Customs officers may seize substances or goods they reasonably believe were imported in contravention of the Act. If a person is convicted of certain offences, the court may order forfeiture of the relevant substances or goods to the Crown.

Practical examples for common business models

The Act becomes easier to understand when you apply it to common business models.

A refrigeration service business may not import chemicals itself, but it can still face risk under the Act if technicians release a controlled substance during servicing or dismantling work. It may also need to check whether regulations require accreditation for the people doing that work.

A wholesaler may face a different risk. It might sell goods in contravention of the Act because it relied on a supplier description without checking whether the goods fall within a prohibited category or whether a permit or exemption condition affects sale.

An importer of equipment from overseas should not focus only on customs clearance. The Act also covers goods designed to use ozone depleting substances and goods containing them.

A manufacturer using a regulated substance in production should check not only whether the substance itself is controlled, but also whether the manufacturing activity or resulting goods are affected by regulations.

In each case, the safest approach is to map three things before the transaction or job starts:

In practice

  • the product or substance
  • the activity your business is carrying out
  • the people who will physically handle it

In practice

  • HVAC contractor: check handling methods, staff accreditation requirements and release controls
  • Equipment importer: check whether the goods contain or are designed to use a regulated substance
  • Fire protection business: check servicing and dismantling practices for extinguishers or systems
  • Manufacturer: check whether the substance, process or finished goods are regulated
  • Retailer or distributor: verify product classification and any permit or exemption conditions before sale

Common questions

Does the Act only apply to chemical importers?

No. It applies to ozone depleting substances and also to goods that contain them, are designed to use them, or are manufactured, processed or grown using them. It can therefore affect importers, service businesses, manufacturers, sellers and end users.

Can a business ever get permission to do something that would otherwise be prohibited?

Yes. The Act allows the Environmental Protection Authority to grant exemptions, but only in accordance with regulations. Regulations may also allow import or export under a permit. Applications must be made in an approved form.

What is the main risk for refrigeration and air-conditioning service businesses?

A key risk is knowingly or without lawful justification or excuse releasing a controlled substance into the atmosphere while installing, operating, servicing, modifying or dismantling relevant equipment. The Act also allows regulations to require accreditation for people handling ozone depleting substances where there is a possible risk of release.

Do I need to check regulations as well as the Act?

Yes. The Act creates the framework, but many practical rules depend on regulations. For example, whether a substance or good is prohibited, whether a permit is available, whether accreditation is required, and what conditions apply are matters that may be set by regulations.

Related topics

How Sprintlaw can help