Alex is Sprintlaw’s co-founder and principal lawyer. Alex previously worked at a top-tier firm as a lawyer specialising in technology and media contracts, and founded a digital agency which he sold in 2015.
When you’re running a small business, sick leave can be one of those issues that feels simple on paper but messy in real life.
An employee calls in sick, then sends through a medical certificate. You’re under pressure, the team is short-staffed, and you might be thinking: can we just treat this as unauthorised leave, or ask them to come in anyway?
In New Zealand, the short version is this: an employer generally can’t ignore a medical certificate without taking on real legal risk. But you can take practical steps to verify information, manage absence, and respond appropriately - as long as you do it fairly and lawfully.
Below, we break down what a medical certificate does (and doesn’t) mean, when you can question it, what to do if you think it’s being misused, and the risks of getting it wrong.
What Does A Medical Certificate Actually Mean In NZ?
A medical certificate (often called a “doctor’s note”) is commonly used as evidence that an employee is unwell or injured and either:
- is not fit for work, or
- is fit for work only with restrictions (for example, light duties or reduced hours), or
- needs time away from work for treatment or recovery.
For most small businesses, medical certificates come up in the context of sick leave under the Holidays Act 2003. Employees who meet eligibility criteria are entitled to paid sick leave, and employers can ask for evidence in some circumstances.
Importantly, a medical certificate isn’t just a “nice to have” document. It’s usually strong evidence that the employee had a legitimate health reason for being absent - and it can also trigger other obligations for you as an employer around health and safety, privacy, and good faith.
Is A Medical Certificate Always Required?
No. In many cases, employees can take sick leave without providing a medical certificate, unless you’ve asked for one in line with the law.
If you’re unsure how sick leave works generally (including entitlements and eligibility), it’s worth getting familiar with the basics of Sick Leave Entitlements.
Does A Medical Certificate Prove Everything?
Not necessarily.
A medical certificate usually confirms that a registered health practitioner assessed the employee and formed an opinion about their capacity for work. It doesn’t always provide detail about:
- the diagnosis (and often shouldn’t),
- the exact symptoms,
- personal medical history, or
- why the condition occurred.
That means you may still have legitimate operational questions (like “when can you return?” and “what duties are safe?”). The key is asking those questions in a privacy-compliant way.
Can You Legally Ignore A Medical Certificate?
In most cases, you should not ignore a medical certificate in New Zealand.
“Ignoring” it can look like:
- refusing sick leave despite a certificate,
- treating the absence as misconduct without proper process,
- pressuring an employee to work against medical advice,
- disciplining an employee for being absent when they have medical evidence, or
- terminating employment because you think the certificate is “an excuse”.
Doing any of the above can expose your business to legal claims (including personal grievances) if you can’t justify your decision as reasonable and fair.
What The Law Expects From Employers (In Plain English)
Even where a medical certificate exists, your obligations don’t boil down to “do whatever the doctor says.” But the law expects you to:
- act in good faith (meaning you deal with your employee openly and fairly),
- follow a fair process before disciplining or terminating employment,
- provide sick leave if the employee is entitled and you’ve received lawful evidence, and
- protect health and safety (including not allowing unsafe work if someone is unfit).
As a practical risk-management rule: if you disregard medical evidence and something goes wrong (for example, the employee’s condition worsens, or they have an accident), it becomes much harder to defend your decisions.
When Can You Question Or Verify A Medical Certificate?
There are times when it’s reasonable to have concerns. Small businesses see patterns like repeated Monday/Friday absences, suspicious timing around peak periods, or vague certificates that don’t help you manage a safe return to work.
The key is knowing the difference between:
- verifying (lawful and sensible), and
- accusing or disciplining (high risk if you don’t have solid grounds and a fair process).
1) Asking For Evidence Under The Holidays Act
Under the Holidays Act 2003, you can generally ask for proof of sickness or injury:
- if the employee has been sick for 3 or more consecutive calendar days (including weekends/public holidays), or
- earlier than 3 days - but if you request proof within the first 3 consecutive calendar days, you generally must pay the employee’s reasonable costs of getting that proof.
This is a common area where employers accidentally create conflict: you can ask for proof, but you should do it promptly and consistently, and in a way that doesn’t look punitive.
2) Confirming The Certificate Is Genuine
If you genuinely suspect a document is forged or altered, you can take steps to verify it - but be careful.
Usually, a cautious approach might include:
- checking the certificate includes the provider’s details, date, and signature,
- asking the employee to confirm where they attended, and
- if appropriate, contacting the clinic to confirm whether the certificate was issued (without requesting medical details).
Because health information is sensitive, you should avoid asking a clinic for diagnosis information unless the employee has clearly authorised that disclosure.
In many workplaces, this is managed through policies and processes aligned with privacy requirements, including what you can collect, store, and share internally. If you don’t already have strong internal rules on this, an Employee Privacy Handbook can be a helpful foundation.
3) Requesting More Information About Work Capacity (Not Diagnosis)
Sometimes the issue isn’t whether the person is sick - it’s that you can’t safely roster them without understanding their capacity.
You can often ask questions like:
- When is the employee expected to be fit to return?
- Are there any restrictions on duties?
- Do they need reduced hours or modified tasks?
- Is a graduated return to work recommended?
Try to keep questions focused on fitness for work rather than personal medical details.
4) Independent Medical Assessment (With The Right Process)
In some situations, you may consider requesting an independent medical assessment (IMA), especially if:
- the employee has been away for a prolonged period,
- you have conflicting medical information,
- their role is safety-critical, or
- you need clarity on whether they can do the inherent requirements of the job.
However, you can’t treat this as a shortcut to “override” the employee’s medical certificate. You need to:
- have a reasonable basis for requesting it,
- consult with the employee in good faith,
- ensure the request is proportionate, and
- handle any medical information carefully under the Privacy Act 2020.
It also helps if your Employment Contract and workplace policies clearly explain how medical information and fitness-for-work concerns will be managed.
What If You Think The Employee Is Misusing Sick Leave?
This is where employers can get into trouble fast.
Even if you strongly suspect misuse, treating it as “obvious” and deciding to ignore a medical certificate (or jump straight to discipline) is often the thing that leads to legal claims.
Instead, focus on evidence and process.
Step-By-Step: A Safer Way To Handle Suspected Misuse
- Document patterns and operational impacts (dates, times, communications, disruptions).
- Check consistency: are you treating similar situations the same way across the business?
- Meet with the employee and outline the concerns neutrally (without assuming dishonesty).
- Give them a chance to respond and provide context (there may be a genuine issue you don’t know about).
- Consider whether further medical clarification is needed (focused on capacity for work).
- If disciplinary action is on the table, follow a proper performance/disciplinary process.
If you end up needing to run a formal process, it’s worth getting advice early. The legal and practical issues often overlap with Performance Management and misconduct procedures, and the safest approach depends on the facts.
Be Careful With “Gotcha” Tactics
Employers sometimes consider surveillance, checking social media, or asking co-workers to “report back.” These approaches can backfire if they breach privacy or undermine trust.
If your workplace has cameras, for example, you need to be clear about lawful use and transparency. If this intersects with your situation, it’s worth understanding Workplace Cameras And Privacy before relying on footage for disciplinary steps.
What Are The Risks If You Ignore A Medical Certificate?
If you disregard medical evidence without a fair and reasonable basis, the risk isn’t just a frustrated employee - it can become a formal employment dispute.
Common legal and commercial risks include:
1) Personal Grievances (Unjustified Disadvantage Or Dismissal)
If an employee is disciplined, loses pay, or is dismissed because you decided to ignore a medical certificate, they may claim they were treated unfairly.
For small businesses, even a single personal grievance can be time-consuming, stressful, and expensive (even before you get to any settlement discussions).
If termination is being considered (especially in a health-related situation), get advice before acting. A misstep in process is a common reason employers get challenged, and it’s much harder to “fix later.”
Where relevant, having the right documents and a structured approach can reduce risk - including tailored support like an Employee Termination Documents Suite when you need to handle an exit properly.
2) Health And Safety Risks
Under the Health and Safety at Work Act 2015, you have duties to ensure (so far as reasonably practicable) the health and safety of workers.
If you pressure or allow someone to work when they are unfit, you increase your exposure to:
- workplace accidents,
- aggravation of injuries,
- stress-related harm, and
- broader team safety issues (especially in physical or safety-critical roles).
Practically, you also risk higher absenteeism later, lower morale, and reputational damage if the situation escalates.
3) Discrimination Or Disability-Related Issues
Health conditions can overlap with disability protections and discrimination concerns. Even if you don’t intend to discriminate, decisions made too quickly (or based on assumptions) can create legal exposure.
This is especially important where mental health is involved. If your team occasionally uses sick leave for mental wellbeing, it’s worth aligning your approach with a consistent policy (and a human, practical culture). These situations often arise alongside questions like Mental Health Leave, and employers are expected to respond appropriately.
4) Privacy Breaches
Medical information is sensitive personal information. If you:
- ask for too much detail,
- store medical info insecurely,
- share it with managers or staff who don’t need it, or
- pressure the employee to disclose diagnosis details,
you could be creating privacy risk under the Privacy Act 2020.
A good rule of thumb is: only collect what you need to manage leave and fitness for work, and limit access internally on a “need to know” basis.
How Should You Manage Medical Certificates In A Small Business (Best Practice)?
The best approach is to treat medical certificates as one part of a fair and consistent absence management process - not as something you “accept or reject” based on gut feel.
1) Build Clear Rules Into Your Employment Documents
Your employment agreement and policies should clearly cover things like:
- when medical certificates may be requested,
- how sick leave is recorded and approved,
- who receives and stores medical information,
- what happens if there are ongoing absences, and
- how return-to-work or modified duties are handled.
This doesn’t just protect you legally - it also reduces misunderstandings and gives managers a consistent script to follow. If you’re hiring or updating agreements, start with a properly tailored Employment Contract and build from there.
2) Train Managers Not To “Freelance”
Many disputes start with an off-the-cuff message like “we don’t accept that certificate” or “if you’re well enough to go to the doctor, you’re well enough to come in.”
Make sure anyone who manages staff understands:
- what they can ask,
- what they shouldn’t ask, and
- when to escalate to the business owner or HR support.
3) Focus On Capacity And Rostering Solutions
If an employee has restrictions, consider practical options such as:
- light duties,
- temporary adjusted hours,
- work-from-home arrangements (if relevant),
- a graduated return-to-work plan, or
- short-term operational changes.
If reduced hours or adjusted rosters are being discussed more broadly, be careful - changing hours can raise contract variation issues and good faith obligations. In those cases, it can help to understand the legal considerations around Reducing Staff Hours.
4) Keep Notes And Communicate Clearly
Good records are your friend if a situation escalates. Keep notes of:
- what the employee said,
- what evidence was provided,
- what you asked for (and why),
- what decisions were made, and
- when the employee is expected to return.
Clear communication helps prevent misunderstandings and shows you acted reasonably if a dispute arises later.
Key Takeaways
- In most cases, you should not ignore a medical certificate in New Zealand - treating it as invalid without a fair basis can expose your business to legal risk.
- A medical certificate is usually strong evidence the employee is unfit for work (or needs restrictions), but it doesn’t automatically entitle you to detailed diagnosis information.
- You can lawfully request evidence of sickness or injury under the Holidays Act 2003 in certain situations, and you can ask capacity-focused questions to manage a safe return to work.
- If you suspect misuse, focus on evidence and process - meet with the employee, document concerns, and follow fair performance/disciplinary steps rather than jumping to conclusions.
- Ignoring medical evidence can lead to personal grievances, health and safety exposure, discrimination risk, and privacy breaches under the Privacy Act 2020.
- The best protection is having clear employment documents and workplace policies, training managers, and applying your approach consistently across the business.
This article is general information only and does not constitute legal advice. For advice about your specific circumstances, you should speak to a lawyer.
If you’d like help managing sick leave issues, reviewing a medical certificate situation, or updating your employment documents and policies, you can reach us at 0800 002 184 or team@sprintlaw.co.nz for a free, no-obligations chat.


